ASIC today released a consultation paper on proposed further measures to facilitate innovation in financial services, including a regulatory sandbox ...

ASIC today released its fifth annual report for the 2015 calendar year into the supervision of registered liquidators. ASIC Commissioner John Price ...

ASIC has today commenced legal proceedings in the Federal Court in Melbourne against National Australia Bank (NAB) for unconscionable conduct and ...

ASIC today warned that from 1 July 2016, accountants must hold a limited Australian financial services (AFS) licence or be an authorised ...

The Administrative Appeals Tribunal (AAT) has refused an application brought by Mr Mark McIvor, former Chief Executive Officer and founding director ...

Sydney man, Michael William Hull has been sentenced to 17 months imprisonment in the New South Wales Supreme Court after pleading guilty to insider ...

Following an ASIC investigation, Mr Mark Darren Levi, a former employee of an insolvency firm, has pleaded guilty to dishonestly using his position ...

The Administrative Appeals Tribunal (AAT) has affirmed ASIC's decision to ban a financial adviser, Alfie Chong, from providing financial services for ...

ASIC has granted relief to assist responsible entities of registered schemes to allow them to make changes to their constitutions without ...

ASIC has banned Mr Malcolm Philip Bersten of Turramurra, NSW, from managing corporations and providing financial services for five years. The ban ...