ASIC has released Report 735 Retail investor research (REP 735) capturing retail investor motivations, attitudes and behaviours in the period ...

As part of its 2022-23 priorities, ASIC will focus on improving the operation of the reportable situations regime. The new regime, which applies to ...

Superannuation trustees are being urged to review their internal dispute resolution (IDR) arrangements after the first stage of an ASIC surveillance ...

ASIC has permanently banned former financial adviser Ezzat-Daniel Nesseim from performing any function involved in the operation of a financial ...

The Full Federal Court has today dismissed an appeal against orders that Mr James Cruickshank, Blue Star Helium’s (formerly Antares Energy and Big ...

ASIC successfully prosecuted ten companies in the period 1 January 2022 and 30 June 2022 for failing to comply with their obligations to lodge ...

ASIC has successfully prosecuted 73 people in the period from 1 January 2022 to 30 June 2022 for failing to assist registered liquidators in their ...

Don George Evans, of Inglewood, WA, has entered a guilty plea to one count of conspiring to manipulate the price of shares in Quantum Resources ...

On 29 July 2022, former Legacy Iron Ore Limited (Legacy) Managing Director, Sharon Kia Le Heng, of Perth, Western Australia, pleaded guilty to one ...

ASIC has today released new guidance about the Financial Services and Credit Panel (FSCP), including an update to Regulatory Guide 263 Financial ...