ASIC has commenced civil proceedings and obtained urgent interim orders in the Federal Court against Mudasir Mohammed Naseeruddin (commonly referred ...

ASIC warns consumers about investment advertising that compares fixed-term investment products to bank term deposits. A surge in such marketing of ...

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

On 5 May 2020, Pershing Securities Australia Pty Ltd (PSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to mishandling client monies. ...

Mr Craig Robert Dale, 52, of Karrinyup, Western Australia has been charged with one count of dishonestly using his position as a director of Stellar ...

Mr Mark Edwin Armstrong, 59, of Dunsborough in Western Australia, has been charged with making a false or misleading statement to ASIC. An ASIC ...

ASIC analysis of markets during the COVID-19 period has revealed a substantial increase in retail activity across the securities market, as well as ...

ASIC has cancelled the Australian financial services (AFS) licence of Olive Financial Markets Pty Ltd (Olive) following concerns that it had not ...

ASIC has adopted a practice of issuing combined media releases about administrative action. There is no relationship between the matters or the ...

ASIC has today released its enforcement update report for the period 1 July 2019 to 31 December 2019. A copy of the report - outlining key actions ...