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20 March 2017 MEDIA RELEASE
17-072MR Former director fined for failing to notify market of share trading

Mr Angus Matthew Holt, of Sunshine Beach, Queensland, has been convicted and fined in the Maroochydore Magistrates Court for failing to lodge notices ...

20 March 2017 MEDIA RELEASE
17-071MR Evaluating distributed ledger technology

ASIC has today released an information sheet on distributed ledger technology (DLT), also known as blockchain technology. Read Information Sheet 219 ...

17 March 2017 MEDIA RELEASE
17-070MR Dr Roger Munro arrested and charged with fraud

Dr Roger Gareth Munro was arrested by Queensland Police officers today and brought before the Southport Magistrates Court, where he was formally ...

17 March 2017 MEDIA RELEASE
17-069MR ASIC acts against Melbourne-based financial advice provider for alleged contraventions of FoFA obligations

ASIC has commenced proceedings in the Federal Court of Australia against Wealth and Risk Management Pty Ltd (WRM), and related companies Yes FP Pty ...

17 March 2017 MEDIA RELEASE
17-068MR ASIC reports on how large financial advice firms have dealt with poor advisers

ASIC has today released the findings of its review of how Australia's largest financial advice firms have dealt with past poor advice and ...

16 March 2017 MEDIA RELEASE
17-067MR Former director disqualified from managing companies

Michael Ian Davey, of Slacks Creek, Queensland, has been banned by ASIC from managing corporations for two and a half years. Mr Davey's banning ...

16 March 2017 MEDIA RELEASE
17-066MR ASIC launches new teaching resource to build the financial capability of Indigenous students

ASIC has launched a new financial literacy teaching resource – Knowing, Growing, Showing - to support authentic learning opportunities for Indigenous ...

15 March 2017 MEDIA RELEASE
17-065MR ASIC accepts enforceable undertakings from Westpac and ANZ to address inadequacies within their wholesale FX businesses

ASIC has today accepted enforceable undertakings (EUs) from Westpac Banking Corporation (Westpac) and Australia and New Zealand Banking Group Limited ...

15 March 2017 MEDIA RELEASE
17-064MR Credit Suisse pays $170,000 in infringement notice penalty

Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $170,000 to comply with an infringement notice from the ...

15 March 2017 MEDIA RELEASE
17-063MR ASIC consults on 'sunsetting' class order about licensing relief for trustees of wholesale equity schemes

ASIC today released a consultation paper proposing to either remake or repeal ASIC Class Order [CO 07/74] Wholesale equity schemes: Licensing relief ...

Last updated: 10/08/2024 11:23