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16 February 2017 MEDIA RELEASE
17-032MR The Hon. Kelly O’Dwyer MP launches Financial Literacy Annual Highlights Report

The Minister for Revenue and Financial Services, the Hon. Kelly O’Dwyer MP today launched the National Financial Literacy Strategy Annual Highlights ...

15 February 2017 MEDIA RELEASE
17-031MR ASIC cancels AFS licence of Sovereign MF Ltd (in liquidation)

ASIC has cancelled the Australian Financial Services (AFS) licence of Sovereign MF Ltd (in liquidation) ACN 104 964 555 (Sovereign). Sovereign is the ...

15 February 2017 MEDIA RELEASE
17-030MR ASIC lodges appeal in relation to former AWB officer

The Australian Securities and Investments Commission (ASIC) has lodged an application in the Victorian Court of Appeal for leave to appeal from a ...

10 February 2017 MEDIA RELEASE
17-029MR Former liquidator convicted of dishonestly using his position

Mark Darren Levi, a former employee of an insolvency firm, has been convicted of dishonestly using his position as an employee of that company with ...

10 February 2017 MEDIA RELEASE
17-028MR Winemaker convicted for managing while disqualified

Mr Andrew Garrett, of Hobart, Tasmania, has pleaded guilty to three charges of managing companies while disqualified.  Mr Garrett, who appeared in ...

10 February 2017 MEDIA RELEASE
17-027MR Former listed public company director sentenced to ten years imprisonment for dishonest conduct

Former TZ Limited director, Andrew John Sigalla, was today sentenced to ten years imprisonment, with a minimum of six years to serve, having been ...

10 February 2017 MEDIA RELEASE
17-026MR ASIC bans financial adviser for five years

  ASIC has banned financial adviser, Mr Darren Tindall, of Orange, NSW, from providing financial services for five years after an investigation ...

9 February 2017 MEDIA RELEASE
17-025MR Former Westpac Home Finance Manager sentenced to 3 years imprisonment after pleading guilty to dishonest use of his position

Following an ASIC investigation, Mr. David St Pierre, a former Westpac Home Finance Manager, has been sentenced in the Southport District Court to 3 ...

9 February 2017 MEDIA RELEASE
17-024MR AAT affirms ASIC's decision to suspend the AFS licence held by MASU Financial Management Pty Ltd

On 31 January 2017, the Administrative Appeals Tribunal (AAT) affirmed ASIC's decision to suspend the Australian financial services (AFS) licence ...

6 February 2017 MEDIA RELEASE
17-023MR Former company director charged with making false or misleading statements

Former company director Leigh Alan Jorgensen, of Cairns, Queensland, has been charged with making a false or misleading statement to ASIC. In ...

Last updated: 10/08/2024 11:23