ASIC today published its fourth report on its approach to and assessment of licence applications. Report 503 Overview of licensing and professional ...

Australian financial services licence holder Carwardine Financial Services Pty Ltd (CFS) will undergo an independent external review of its ...

ASIC has permanently banned former Perth-based finance broker Mr Paul Cheaib from engaging in credit activities. ASIC found that Mr Cheaib engaged ...

ASIC has finalised a surveillance of ULTIQA Lifestyle Points Limited and ULTIQA Lifestyle Promotions Limited (ULTIQA Group), one of Australia's ...

ASIC has accepted an Enforceable Undertaking (EU) from car financier, BMW Australia Finance Limited (BMW Finance), which will see BMW Finance ...

ASIC has today released a consultation paper proposing to repeal Class Order [CO 03/578] Financial Services Guide exemption for market-making ...

ASIC has released the findings of a report by KordaMentha Forensic assessing the steps taken by Commonwealth Financial Planning Limited (CFPL) and ...

ASIC has permanently banned Christopher John Griggs from providing financial services.　 Mr Griggs was the sole director of Chris Griggs Insurance ...

ASIC has extended the transition period for trustees of superannuation funds and responsible entities of managed funds and other managed investment ...

ASIC has suspended the Australian Financial Services (AFS) licence of Sydney-based Group Underwriters & Managers Pty Ltd (GUM) for three months ...