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28 November 2016 MEDIA RELEASE
16-410MR ASIC opening statement to the Parliamentary Joint Committee

Parliamentary Joint Committee on Corporations & Financial Services Good morning Chairman (Mr Steve Irons, MHR), and congratulations on your ...

28 November 2016 MEDIA RELEASE
16-409MR ASIC bans former Westpac financial planner for eight years

ASIC has banned Mr Anthony Bishop of Chelmer, Queensland, from providing financial services for eight years. ASIC found that during the period ...

28 November 2016 MEDIA RELEASE
16-408MR ASIC launches new digital toolkit to help Australians navigate financial advice

A new online toolkit developed by ASIC's MoneySmart will enable Australians to better understand and navigate the financial advice process.  ASIC's ...

25 November 2016 MEDIA RELEASE
16-407MR ASIC consults on remaking class orders on application form requirements

ASIC today released a consultation paper proposing to remake four class orders that are due to expire (‘sunset’) in 2017 and to incorporate two ...

24 November 2016 MEDIA RELEASE
16-406 MR ASIC updates licence conditions on Morgans Financial Limited

ASIC and Morgans Financial Limited (Morgans) have agreed for an independent compliance consultant to monitor, evaluate and report on Morgans' ...

23 November 2016 MEDIA RELEASE
16-405MR ASIC consults on repealing ASIC class orders about holding client assets

ASIC has today released a consultation paper proposing to repeal three class orders due to expire ('sunset') in 2017. These are: Class Order [CO ...

23 November 2016 MEDIA RELEASE
16-404MR ASIC approves the FPA Professional Ongoing Fees Code

ASIC has provided relief for members of the Financial Planning Association of Australia (FPA) who subscribe to the FPA Professional Ongoing Fees Code ...

23 November 2016 MEDIA RELEASE
16-403MR ASIC cancels credit licence of Rent To Own Appliances

ASIC has cancelled the Australian credit licence of S & S Enterprises Pty Ltd, trading as appliance rental business Rent To Own Appliances, after ...

23 November 2016 MEDIA RELEASE
16-402MR Former listed public company director found guilty of dishonest conduct

Former TZ Limited director, Andrew John Sigalla, was late yesterday found guilty on 24 counts of dishonest conduct, following a 22-day trial before a ...

22 November 2016 MEDIA RELEASE
16-401MR Relief for foreign financial service providers from Luxembourg

ASIC has extended its relief for foreign financial service providers (FFSPs) from the requirement to hold an Australian financial services (AFS) ...

Last updated: 10/08/2024 11:23