Commonwealth Securities Limited (“CommSec”) has paid a penalty of $200,000 to comply with an infringement notice given to it by the ...

Former financial adviser, Mr Darren John Wise, has been sentenced in the Maroochydore District Court to seven years imprisonment on charges brought ...

ASIC has permanently banned former Perth insurance broker, Mr Sergio Amaranti, from the financial services industry. Mr Amaranti was employed as a ...

ASIC has accepted voluntary undertakings (VUs) from NSW based registered liquidators, Mr Riad Tayeh and Mr David Solomons, both of deVries Tayeh – ...

On 8 September 2016, ASIC banned Michael James* Spencer, formerly a financial adviser, from providing financial services for three years.  ASIC found ...

The Federal Court has found that Mr Lindsay Gordon Kobelt, owner and operator of Nobby's Mintabie General Store (Nobby's) in the Anangu ...

An ASIC employee, Mahmoud Daher, has appeared in Sydney's Downing Centre Local Court today charged with unauthorised access to restricted data ...

ASIC today released a consultation paper proposing to remake two class orders on internet offers and hawking, and to repeal a class order on PDS ...

Following an ASIC investigation, payday lender Cash Converters will refund $10.8 million to consumers who received small amount loans under ...

ASIC welcomes the Government's continued support for the introduction of an ASIC industry funding model and the release yesterday of the Proposals ...