ASIC today released updated regulatory guidance for insolvent or financially distressed companies and registered schemes. Key   points: ASIC ...

ASIC has permanently banned Mr James Appadoo from providing financial services following his recent conviction in the County Court of Victoria of one ...

ASIC has cancelled the Australian financial services (AFS) licence of TCI Capital Advisers Pty Ltd (TCI) following concerns it failed to comply with ...

Mr Shiv Prakash Sahay, a former credit representative of AHL Investments Pty Ltd trading as Aussie Home Loans, has pleaded guilty in the Downing ...

ASIC has today released a consultation paper proposing to remake three class orders that are due to expire (‘sunset’) between 1 October 2015 and 1 ...

Following an ASIC investigation, an Adelaide man has faced court accused of deception totalling $12 million. Former mortgage broker Michael Samra ...

Bank of Queensland Limited (Bank of Queensland) has improved its lending practices following ASIC's concerns about the way it assessed applications ...

Following a successful  application made by ASIC, the Federal Court of Australia has made orders appointing Mr Peter McCluskey, a Melbourne partner ...

ASIC has banned Mr Brett O'Malley, of Sunshine Beach, Queensland, from providing financial services for five years after he engaged in unauthorised ...

Following concerns raised by ASIC, FX Primus, which provides margin foreign exchange (margin FX) and contracts for difference (CFDs) trading, has ...