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11 July 2014 MEDIA RELEASE
14-164MR ASIC releases feedback report on complex products

ASIC today published feedback it has received on the risks posed to investors by complex products and options for mitigating these risks. In January ...

10 July 2014 MEDIA RELEASE
14-163MR ASIC permanently bans Victorian finance broker

ASIC has permanently banned Mr Rudy Noel Frugtniet, a former Victorian finance broker, from engaging in credit activities after it was found he ...

9 July 2014 MEDIA RELEASE
14-162MR Australian students score well in PISA financial literacy test but more to be done: ASIC

The Australian Securities and Investments Commission (ASIC) has welcomed the results of the first international study of students' financial literacy ...

8 July 2014 MEDIA RELEASE
14-160MR ASIC removes liquidator from industry

ASIC has cancelled the registration of liquidator, Mr Pino Fiorentino, following a successful application to the disciplinary body, the Companies ...

8 July 2014 MEDIA RELEASE
14-159MR ACCC and ASIC revise guidelines for businesses and consumers about debt collection activities

The Australian Competition and Consumer Commission (ACCC) and the Australian Securities and Investments Commission (ASIC) have launched an updated ...

8 July 2014 MEDIA RELEASE
14-158MR ASIC reports on fee disclosure practices for super and managed investments

ASIC today released a report on our review of fee and cost disclosure practices in the superannuation and managed investment industry. ASIC ...

3 July 2014 MEDIA RELEASE
14-152MR New regulation of financial advisers providing tax advice

From 1 July 2014, the Tax Practitioners Board (TPB) regulates financial advisers who provide tax (financial) advice services under the Tax Agent ...

3 July 2014 MEDIA RELEASE
14-151MR ASIC permanently bans former South Australian financial adviser

ASIC has permanently banned former financial adviser Tina Louise McPhee of South Australia from providing financial services and from engaging in ...

2 July 2014 MEDIA RELEASE
14-147MR ASIC permanently bans Victorian insurance broker

ASIC has permanently banned Mr Christopher Anthony Vassallo of Essendon, Victoria from providing financial services after an investigation found he ...

1 July 2014 MEDIA RELEASE
14-146MR ASIC provides interim relief on key management personnel equity instrument disclosures

ASIC today announced the release of a new Class Order [CO 14/632] Key management personnel equity instrument disclosures, to assist in the ...

Last updated: 10/08/2024 11:23