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18 July 2013 MEDIA RELEASE
13-183MR ASIC intervenes in LM fund proceedings to end uncertainty

ASIC has finished making its submissions in a court hearing to decide the future of the multi-million LM First Mortgage Income Fund (FMIF). The ...

18 July 2013 MEDIA RELEASE
13-182MR ASIC review of debt consolidation sector highlights weaknesses in industry practice and risks for consumers

An ASIC review of debt consolidation providers has found that Australian credit licensees which provide these services are at risk of not complying ...

18 July 2013 MEDIA RELEASE
13-181MR ASIC releases new information sheets on dispute resolution and misconduct

ASIC has today released further information about its approach to commonly reported matters. Today’s release is about disputes with financial ...

17 July 2013 MEDIA RELEASE
13-179MR ASIC permanently bans mortgage broker

A Perth-based mortgage broker has been permanently banned from engaging in credit activities after an ASIC investigation found that he had ...

15 July 2013 MEDIA RELEASE
13-174MR ASIC’s insolvency notices website- one year on

It is now one year since ASIC launched the insolvency notices website. The website, which took over from a system where notices were advertised in ...

11 July 2013 MEDIA RELEASE
13-171MR OTC derivatives reform - ASIC implements reporting regime

Final rules around over-the-counter (OTC) derivatives trade reporting obligations of financial institutions and the regulation of derivative trade ...

10 July 2013 MEDIA RELEASE
13-169MR ASIC permanently bans Victorian insurance claims manager

ASIC has permanently banned Mr Travers David Loy from providing financial services after an ASIC investigation found he fraudulently pocketed more ...

9 July 2013 MEDIA RELEASE
13-168MR ASIC winds up Apex Derivatives Pty Ltd

ASIC has obtained orders in the Federal Court on 28 June 2013 to wind up Sydney based retail derivatives issuer Apex Derivatives Pty Ltd. Apex ...

8 July 2013 MEDIA RELEASE
13-166MR Permanent ban for insurance broker

ASIC has permanently banned Leroy Bowmaker, formerly Managing Director of All Class Insurance Brokers (All Class) from providing financial ...

7 July 2013 MEDIA RELEASE
13-164MR ASIC announces surveillance on analyst briefings

ASIC has announced that this reporting season it will be focusing on communications between companies and the investment analysts that cover their ...

Last updated: 10/08/2024 11:23