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5100 media releases found
3 December 2012 MEDIA RELEASE
12-298MR ASIC calls for improved compliance in CFD and margin FX client money handling practices

ASIC has today issued a warning to the contracts for difference (CFD) and margin foreign exchange (FX) sectors following the release of a report ...

30 November 2012 MEDIA RELEASE
12-296MR ASIC bans financial adviser for failing to comply with financial services laws

ASIC has permanently banned a former Storm Financial Ltd financial adviser from providing any financial services after it found he had engaged in ...

29 November 2012 MEDIA RELEASE
12-295MR ASIC releases first Chi-X assessment report

ASIC today released its first annual assessment report of Chi-X Australia Pty Ltd (Chi-X). The assessment covers 4 May 2011 to 31 March 2012, which ...

28 November 2012 MEDIA RELEASE
12-293MR ASIC warns consumers against purported investment firm

ASIC has warned consumers about the activities of Swiss Private Capital Ltd. ASIC has received complaints regarding the activities of Swiss Private ...

27 November 2012 MEDIA RELEASE
12-292MR-Attachment - ASICs focus for 31 Decemver 2012

Performance and uncertain economic conditions 1. Revenue recognition Findings ASIC continues to identify instances where entities have ...

27 November 2012 MEDIA RELEASE
12-292MR ASICs areas of focus for 31 December 2012 - Financial reports

ASIC today released the results of its reviews of financial reports for years ended 30 June 2012 and announced its areas of focus for 31 December ...

21 November 2012 MEDIA RELEASE
12-290MR ASIC makes key announcements on market structure, dark liquidity and high frequency trading

ASIC has made new market integrity rules to address risks emerging from developments in market structure, including growth in automated trading and ...

19 November 2012 MEDIA RELEASE
12-289MR ASIC acts against offshore companies

ASIC has obtained ex parte orders in the Federal Court of Australia appointing provisional liquidators to four companies based in the United States. ...

15 November 2012 MEDIA RELEASE
12-282MR ASIC updates guidance on advertising to expand on credit

ASIC has today released updated guidance to help promoters comply with their legal obligations when advertising financial and credit products and ...

15 November 2012 MEDIA RELEASE
12-281MR ASIC consults on market integrity rules for ASX 24 and FEX markets

ASIC has today released a consultation paper proposing amendments to the market integrity rules for the Australian Securities Exchange Limited ...

Last updated: 10/08/2024 11:23