As part of ASIC’s focus on gatekeepers to the financial services industry, ASIC has conducted a review to consider the role of asset consultants in ...

ASIC has cancelled the Australian credit licence of Pump Financial Pty Limited, of Redcliffe, Queensland, after it was found it failed to hold ...

ASIC will join teachers and education leaders this week for the launch of the MoneySmart Teaching Primary professional learning package – a new ...

ASIC has today confirmed the reasons for its recent decision to cancel both the Australian financial services (AFS) licence and Australian credit ...

12-182MR has been removed by agreement.

ASIC today released new financial requirements for Australian financial services licensees who issue over-the-counter (OTC) derivatives to retail ...

ASIC has cancelled both the Australian financial services licence and Australian credit licence of Morrison Carr Financial Services after undertaking ...

ASIC today announced initiatives to help industry understand their regulatory obligations under the Stronger Super reforms. This follows the recent ...

ASIC has released Consultation Paper 181 Retail trading in Commonwealth Government Securities (CP 181). The consultation paper will help to implement ...

1. Compliance with key AFS licence conditions including net tangible assets (NTA), base level financial requirements, professional indemnity ...