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17 April 2012 MEDIA RELEASE
12-72AD ASIC permanently bans Victorian man from providing financial services

ASIC has permanently banned a former insurance broker from providing financial services. Between August 2009 and July 2010, Alan Charstone, of ...

16 April 2012 MEDIA RELEASE
AD12-71 Lifestyle Trader Pty Ltd wound up on ASIC’s application

ASIC has today obtained orders in the Supreme Court of Queensland to wind up Lifestyle Trader Pty Ltd. ASIC applied to wind up Lifestyle Trader Pty ...

12 April 2012 MEDIA RELEASE
12-68AD Provisional liquidators appointed to Your Trading Room Pty Ltd

The Supreme Court of Queensland today appointed provisional liquidators to Brisbane-based financial services company Your Trading Room Pty Ltd ...

5 April 2012 MEDIA RELEASE
12-64AD Statement on Hancock Prospecting

In late 2011, Hancock Prospecting Pty Ltd, and related entities, applied to ASIC for relief from having to lodge financial reports, including ...

5 April 2012 MEDIA RELEASE
12-065AD ASIC and TIO launch Indigenous audio posters

ASIC and the Territory Insurance Office (TIO) today launched a joint Indigenous financial literacy strategy involving audio posters with messages ...

3 April 2012 MEDIA RELEASE
12-62AD ASIC checks information contained in annual compliance certificates

ASIC is undertaking a compliance program to check the information lodged by Australian Credit Licensees in their Annual Compliance Certificates. ...

3 April 2012 MEDIA RELEASE
12-61MR Attachment - Summary of ASICs intended refined regulatory position

Automated trading Key proposal in CP 168 Substance of intended approach Kill switch’ capability and other trading system controls ...

3 April 2012 MEDIA RELEASE
12-61MR Attachment - Key messages from feedback to CP 168

General comments – There was widespread consensus that current economic conditions ought to be taken into account by ASIC in settling the ...

3 April 2012 MEDIA RELEASE
12-61MR ASIC provides direction on market structure reforms

ASIC today announced it has refined its proposals for market structure reform and issued a timetable for implementing the regulatory framework. ...

2 April 2012 MEDIA RELEASE
12-60AD ASIC accepts permanent undertaking from Adelaide adviser

Financial services representative, Barry David Hassell, of Athelstone in Adelaide, South Australia, has offered an enforceable undertaking (EU) to ...

Last updated: 10/08/2024 11:23