ASIC has permanently banned financial adviser, Todd Michael King, of Perth, Western Australia, after an investigation found he engaged in misleading ...

A New South Wales business has had its Australian Financial Services (AFS) licence cancelled following a surveillance by ASIC. Mr Allan Radcliffe ...

ASIC has written to superannuation trustees to remind them about the disclosure requirements associated with undertaking mergers and consolidation ...

ASIC today announced it has released a consultation paper proposing new market integrity rules which will apply should Financial and Energy Exchange ...

Mr Omar Diab, of Wollongong, New South Wales, has been permanently banned from providing financial services following an ASIC investigation into ...

ASIC has released a consultation paper to seek feedback on the financial requirements for issuers of over-the-counter (OTC) derivatives, such as ...

ASIC today announced it has published on its website the licence granted to Chi-X Australia Pty Ltd (Chi-X) to operate an Australian financial ...

ASIC today announced it had made a minor amendment to ASIC Class Order [CO 09/774] Naked short selling relief for market makers ([CO 09/774]), which ...

ASIC today published new market integrity rules to provide the framework for the introduction of competition in equity exchange markets and new ...

ASIC today released updated regulatory guidance to help improve avenues for making complaints from 1 January 2012. The updated guidance outlines ...