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5101 media releases found
20 April 2011 MEDIA RELEASE
11-85AD ASIC permanently bans former Wealthsure financial adviser

ASIC has permanently banned Mr Brian William Veitch, of Minto in New South Wales, from providing financial services following an ASIC investigation ...

15 April 2011 MEDIA RELEASE
11-82AD New guidance on substantial holdings disclosure for securities lending

ASIC has today released new regulatory guidance and relief aimed at achieving better disclosure by parties that are engaging in securities lending of ...

14 April 2011 MEDIA RELEASE
11-81MR Property developer enters into enforceable undertaking providing compensation for vendor finance borrowers

ASIC has accepted an enforceable undertaking (EU) from a Toongabbie (NSW) based property developer, Mr Bhart Bhushan, and his company Universal ...

12 April 2011 MEDIA RELEASE
11-79MR ASIC proposes major improvements in quality of prospectuses

ASIC is proposing an overhaul of prospectuses that would make them much easier for retail investors to use and would improve the quality of ...

8 April 2011 MEDIA RELEASE
11-77MR ASIC releases further consultation paper on disclosure by infrastructure entities

ASIC today released a further consultation paper on proposed improvements in disclosure that will apply to infrastructure entities, [1] with the aim ...

6 April 2011 MEDIA RELEASE
11-75MR ASIC proposes new training and assessment framework for financial advisers

ASIC today released a consultation paper to seek views on a new training and assessment framework for financial advisers. Consultation Paper 153 ...

1 April 2011 MEDIA RELEASE
11-70AD ASIC releases updated guidance for Australian financial services licence holders

ASIC today released updated versions of the following regulatory guides: Regulatory Guide 36 Licensing: Financial product advice and dealing (RG ...

31 March 2011 MEDIA RELEASE
11-67AD ASIC updates guidance on responsible lending obligations

ASIC has updated Regulatory Guide 209 Credit licensing: Responsible lending conduct (RG 209). The updated regulatory guide provides further guidance ...

30 March 2011 MEDIA RELEASE
11-66MR New guidance aimed at enhancing the reliability and quality of expert reports

ASIC has released today updated guidance that is aimed at enhancing the reliability and quality of expert reports that are commissioned to assist ...

30 March 2011 MEDIA RELEASE
11-65MR New guidance aimed at improving disclosure and decision-making in related party transactions

ASIC has released today new guidance that is aimed at bringing a substantial improvement in disclosure by public companies and registered managed ...

Last updated: 10/08/2024 11:23