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5101 media releases found
24 February 2011 MEDIA RELEASE
11-31AD ASIC invites feedback on proposals to improve disclosure for hedge funds

ASIC has released a consultation paper that outlines proposals to improve disclosure requirements for retail investors who invest in hedge funds. ...

21 February 2011 MEDIA RELEASE
11-27AD ASIC permanently bans former Port Pirie financial adviser

Mr Trevor Wayne Carll, of Port Pirie, South Australia, has been permanently banned by ASIC from providing financial services. The banning of Mr ...

16 February 2011 MEDIA RELEASE
11–250AD ASIC confirms ASX readiness to launch PureMatch

ASIC today confirmed it is satisfied that the Australian Securities Exchange (ASX), prospective participants and data vendors are ready for ASX’s new ...

27 January 2011 MEDIA RELEASE
11-15AD Ponzi scheme operator sentenced on ASIC charges

The director of a Melbourne-based loan and mortgage broking business has been sentenced today in the County Court of Victoria to four years and nine ...

17 January 2011 MEDIA RELEASE
11-08MR ASIC releases market supervision report

ASIC today released a report outlining key operational statistics and outcomes of its market and participant supervisory functions for the reporting ...

11 January 2011 MEDIA RELEASE
11-03AD ASIC permanently bans former insurance agent

Mr John Anthony Ovens, of Berry in New South Wales, has been permanently banned from providing financial services by the ASIC after he was convicted ...

23 December 2010 MEDIA RELEASE
10-286AD ASIC warns Telstra shareholders about unsolicited share offers

ASIC has issued a stop order against National Capital Corporation Pty Ltd (NCC) to prevent NCC from buying shares in Telstra Corporation Ltd ...

23 December 2010 MEDIA RELEASE
10-285AD Former Canberra managing director arrested in Germany after fleeing on bail

The former managing director of Burns Philp Trustee Company (Canberra) Limited (Burns Philp), Peter Daniels Clarke, has appeared before the ACT ...

22 December 2010 MEDIA RELEASE
10-283AD Banking requirements reaffirmed for insolvency practitioners

The Federal Court of Australia has reaffirmed the well-established principle that liquidators are required to open and maintain separate bank ...

22 December 2010 MEDIA RELEASE
10-281MR ASIC has commenced Storm legal proceedings

ASIC today confirmed it has lodged with relevant courts legal proceedings that it announced on 26 November 2010 (refer 10-250MR). These proceedings ...

Last updated: 10/08/2024 11:23