ASIC has reviewed the debt collection practices of New Zealand-based debt collector EC Credit Control Pty Ltd (EC) and they have changed their debt ...

ASIC has banned Ms Jenny Tu Quynh Tran of Naremburn, New South Wales from providing financial services for five years. Ms Tran was banned after an ...

ASIC has accepted an enforceable undertaking (EU) from KPMG Sydney auditor Mr Christopher Neville Whittingham. The EU follows an investigation into ...

ASIC today released its annual market assessment of Australian Securities Exchange group (ASX). This report is for the period of 1 January 2009 to 31 ...

ASIC has issued class order relief to ensure that the ASX-traded instalment warrant market can continue to operate appropriately after 1 January 2011 ...

Former financial adviser, Mr John Vafiadis, previously of Hobart, has appeared in the Hobart Magistrates’ Court charged with two counts of carrying ...

ASIC has obtained final orders by consent in the Queensland Supreme Court permanently preventing Mr Peter Hugh Mettam of Maleny, Queensland, from ...

Insurance representative Mr Terrence Wayne McDonald, 55, of Portland, Victoria, has been banned from providing financial services for 10 years ...

ASIC has warned retail investors to watch out for unsolicited share offers following its stop order against Hassle Free Share Sales Pty Ltd. ASIC ...

Withdrawn in accordance with ASIC policy - see INFO 152 Public comment on ASIC's regulatory activities.