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5101 media releases found
22 April 2010 MEDIA RELEASE
10-86AD ASIC releases guidance on short selling obligations

ASIC has today released regulatory guidance to assist with compliance with new legal requirements under the Corporations Act 2001 and Corporations ...

22 April 2010 MEDIA RELEASE
10-85AD ASIC confirms proxy documents can be lodged electronically

ASIC advises that a listed company may accept proxy votes for general meetings that are lodged by electronic means without amending its constitution ...

21 April 2010 MEDIA RELEASE
10-83AD Former Brisbane client advisor banned for life

ASIC has permanently banned a former client adviser with Tricom Futures Services Pty Ltd, now known as Stonebridge Futures Services Pty Ltd ...

20 April 2010 MEDIA RELEASE
10-82AD ASIC releases guidance on regulation of clearing and settlement facilities

ASIC today released regulatory guidance on its approach to the licensing and regulation of clearing and settlement (CS) facilities. ASIC’s ...

14 April 2010 MEDIA RELEASE
10-79AD ASIC launches Storm investor website

ASIC today launched a new website for Storm investors ASIC believes have suffered loss as a result of their Storm investments. The website will ...

1 April 2010 MEDIA RELEASE
10-71AD Registration opens for licensees under the new national consumer credit regime

From today, lenders, brokers and intermediaries dealing in consumer credit can register for an Australian Credit Licence, a key new requirement under ...

30 March 2010 MEDIA RELEASE
10-70AD Guidance for credit licensees about compensation and insurance obligations

ASIC today released regulatory guidance for credit licensees and insurers about the compensation and professional indemnity (PI) insurance ...

25 March 2010 MEDIA RELEASE
10-62AD ASIC cancels Teys Property Funds Management Limited’s Australian financial services licence

ASIC has cancelled the Australian Financial Services licence (AFS Licence) held by Teys Property Funds Limited (under external administration) ...

24 March 2010 MEDIA RELEASE
10-60AD ASIC acquires integrated market surveillance system

ASIC today announced it has acquired an integrated market surveillance system (IMSS) that will analyse activities and trends in market data, identify ...

24 March 2010 MEDIA RELEASE
10-31AD ASIC clarifies relief for group insurance arrangements

ASIC today issued Class Order [CO 10/116] Group purchasing bodies – variation of Class Order [CO 08/1]. Class Order [CO 08/1] provides conditional ...

Last updated: 10/08/2024 11:23