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ASIC has cancelled 21st Century Securities Pty Ltd’s Australian financial services licence (AFSL) as the Melbourne-based firm had ceased to carry on ...
In the period 1 January to 30 June 2009, the Australian Securities and Investments Commission (ASIC) successfully prosecuted 236 company officers in ...
ASIC has released its annual market assessment of the London Metal Exchange Limited (LME). The report covers the period 11 April 2008 to 15 April ...
ASIC has released its annual market assessment of IMB Limited (IMBL). The report covers the period 19 January 2008 to 9 June 2009. ASIC has ...
ASIC has released its annual market assessment of Eurex Frankfurt AG (EFAG). The report covers the period March 2008 to March 2009. ASIC has ...
ASIC today released its annual market assessment of Australian Securities Exchange Group (ASX). The report covers the period 1 January 2008 to 31 ...
ASIC has issued Class Order [CO 09/774] that allows short selling to hedge risk from market making activities. Previous exemptions that allowed ...
ASIC today released a Consultation Paper, Responsible handling of rumours, outlining some proposed principles and guidelines designed to assist ...
ASIC has released its annual market assessment of Mercari Pty Limited (Mercari). The report covers the period 21 December 2007 to 18 December 2008. ...
ASIC has released its annual market assessment of Asia Pacific Exchange Limited (APX). The report covers the period 17 April 2008 to 1 April 2009. ...
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