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5101 media releases found
13 October 2009 MEDIA RELEASE
09-197AD ASIC cancels 21st Century securities’ financial services licence

ASIC has cancelled 21st Century Securities Pty Ltd’s Australian financial services licence (AFSL) as the Melbourne-based firm had ceased to carry on ...

7 October 2009 MEDIA RELEASE
AD09-191 Summary prosecutions of company officers – 1January to June 2009

In the period 1 January to 30 June 2009, the Australian Securities and Investments Commission (ASIC) successfully prosecuted 236 company officers in ...

7 October 2009 MEDIA RELEASE
09-193AD ASIC releases London Metal Exchange Limited market assessment report

ASIC has released its annual market assessment of the London Metal Exchange Limited (LME). The report covers the period 11 April 2008 to 15 April ...

7 October 2009 MEDIA RELEASE
09-192AD ASIC releases IMB Limited market assessment report

ASIC has released its annual market assessment of IMB Limited (IMBL). The report covers the period 19 January 2008 to 9 June 2009. ASIC has ...

30 September 2009 MEDIA RELEASE
09-186AD ASIC releases Eurex Frankfurt AG market assessment report

ASIC has released its annual market assessment of Eurex Frankfurt AG (EFAG). The report covers the period March 2008 to March 2009. ASIC has ...

28 September 2009 MEDIA RELEASE
09-183AD ASIC releases Australian Securities Exchange market assessment report

ASIC today released its annual market assessment of Australian Securities Exchange Group (ASX). The report covers the period 1 January 2008 to 31 ...

24 September 2009 MEDIA RELEASE
AD09-182 ASIC provides hedging relief to market makers

ASIC has issued Class Order [CO 09/774] that allows short selling to hedge risk from market making activities. Previous exemptions that allowed ...

15 September 2009 MEDIA RELEASE
09-175AD ASIC releases responsible rumour handling proposals

ASIC today released a Consultation Paper, Responsible handling of rumours, outlining some proposed principles and guidelines designed to assist ...

8 September 2009 MEDIA RELEASE
AD09-166 ASIC releases Mercari Pty Limited market assessment report

ASIC has released its annual market assessment of Mercari Pty Limited (Mercari). The report covers the period 21 December 2007 to 18 December 2008. ...

8 September 2009 MEDIA RELEASE
09-167AD ASIC releases Asia Pacific Exchange Limited market assessment report

ASIC has released its annual market assessment of Asia Pacific Exchange Limited (APX). The report covers the period 17 April 2008 to 1 April 2009. ...

Last updated: 10/08/2024 11:23