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5101 media releases found
26 June 2009 MEDIA RELEASE
09-115MR ASIC review of 30 June 2009 financial reports

ASIC has highlighted a number of areas on which company Boards and those responsible for the preparation of financial reports should focus in the ...

24 June 2009 MEDIA RELEASE
AD09-114 ASIC Permanently bans Victorian insurance broker

ASIC has permanently banned Mr Mark William Clough, of Burwood Victoria from providing financial services. This follows an ASIC investigation into ...

18 June 2009 MEDIA RELEASE
AD09-110 New market disclosure measures to enhance capital raising and continuous disclosure by unlisted entities

ASIC today released new measures to enhance market disclosure and efficiency in capital raisings and unlisted disclosing entities. The new equity ...

12 June 2009 MEDIA RELEASE
09-108AD ASIC updates guidance on paperless issues and transfers under a global debenture

ASIC has released an updated Regulatory Guide 30 Paperless issues and transfers under a global debenture (RG 30). RG 30 sets out ASIC’s guidance on ...

1 June 2009 MEDIA RELEASE
09-102AD ASIC launches online insolvency portal

ASIC has launched a new online portal specifically designed to meet the needs of stakeholders likely to be impacted by corporate insolvency. The ...

22 May 2009 MEDIA RELEASE
AD09-92 ASIC consolidates guidance on conduct and disclosure obligations for financial advisers

ASIC has released an updated Regulatory Guide 175 Licensing: Financial product advisers – Conduct and disclosure (RG 175). The update is a ...

22 May 2009 MEDIA RELEASE
09-91MR Report released : Survey of the OTC Derivatives Market in Australia

Today the Australian Prudential Regulation Authority, the Australian Securities and Investments Commission, and the Reserve Bank of Australia ...

19 May 2009 MEDIA RELEASE
09-90AD ASIC permanently bans former Cottesloe financial adviser - WA

ASIC has permanently banned Mr Mark Travis Goldenberg, of Cottesloe in Western Australia, from providing financial services. ASIC has also cancelled ...

18 May 2009 MEDIA RELEASE
AD09-87 National Stock Exchange market assessment report

ASIC today released a market assessment report on the National Stock Exchange of Australia Limited (NSEAL) (REP 157). The report covers the period ...

18 May 2009 MEDIA RELEASE
09-88AD ASIC improves dispute resolution schemes

ASIC has improved consumer access to dispute resolution schemes so that disputes can be resolved more quickly and efficiently, saving time and money ...

Last updated: 10/08/2024 11:23