ASIC has permanently banned Mr Neil Francis Dodd, of Townsville in Queensland, from providing financial services. Mr Dodd was formerly employed as ...

ASIC has released its annual market assessment of Asia Pacific Exchange Limited (APX). ASIC has concluded that APX had adequate arrangements for the ...

ASIC, in conjunction with Consumer Affairs Victoria (CAV), has released a report examining how lenders and mortgage brokers respond to borrowers ...

ASIC has released its annual market assessment of Reuters Transaction Services Limited (RTSL). ASIC has concluded that RTSL has adequate ...

ASIC today reminded investors that purporting to transfer securities to fictitious persons is an offence. In light of speculation that transfers of ...

Following separate applications by ASIC, the Companies Auditors and Liquidators Disciplinary Board (CALDB) has taken disciplinary action against two ...

ASIC today released a market assessment report on the Bendigo Stock Exchange Limited (BSX). The report covers the period between 2006 and 2008. ...

ASIC and the Australian Securities Exchange (ASX) have agreed that ASX will implement changes to its market rules relating to partly paid securities ...

ASIC today applied to the Federal Court to put Storm Financial Ltd (Storm) into liquidation, as we believe that a winding up of Storm will be in ...

ASIC notes the decision today of the Commonwealth Director of Public Prosecutions to withdraw a summary charge against Mr Trevor Douglas Cohen of ...