ASIC today released its assessment of each of the licensees of the Australian Securities Exchange (the ASX group). The report covers the period 1 ...

ASIC today issued a new regulatory guide Doing financial services business in Australia (RG 121). The guide is part of ASIC’s international capital ...

Mr George Nikiforidis, of Sydney, New South Wales, has been permanently banned from providing financial services by ASIC. Mr Nikiforidis, 38, ...

ASIC has given ongoing relief exempting trustees of wholesale equity schemes from having to hold an Australian financial services (AFS) licence to ...

Provisional liquidators were appointed yesterday to two Townsville based companies, Understanding Retirement Pty Ltd and N.F. & J.M. Dodd & ...

ASIC has released a report outlining its decisions on applications for relief from the corporate finance, financial services and managed investment ...

ASIC today issued an update of Regulatory Guide 108 No-action letters (RG 108). A no-action letter is an expression of ASIC’s regulatory intent and ...

On Monday 30 June 2008, ASIC commenced new proceedings against the directors of Westpoint companies for compensation of breach of directors duties. ...

ASIC today released consultation papers and draft regulatory guides aimed at improving disclosure to retail investors by unlisted mortgage schemes ...

ASIC signed a ‘declaration of mutual recognition’ today with the Hong Kong Securities and Futures Commission (SFC) to facilitate the sale of retail ...