ASIC has permanently banned former Melbourne financial adviser, Mr David Lee Harwood from providing financial services. Mr Harwood operated The ...

ASIC has today released a revised version of Regulatory Guide 16 External administrators: Reporting and lodging (RG 16). This publication provides ...

A Tasmanian-based company and its director have been restrained from providing financial product advice for ten years following action taken by ASIC. ...

ASIC welcomes ASX's release today of its findings on a review of disclosure of Directors' Interest Notices including trading by directors during the ...

This week, the Financial Planning Association (FPA) released a 10-page example of a statement of advice, written in plain English and tested with ...

ASIC today released Regulatory Guide 194 Insurance requirements for registered liquidators (RG 194). Under new section 1284 of the Corporations Act, ...

The Federal Government announced last week that Australia was now an approved investment destination under the Chinese Qualified Domestic ...

ASIC today released the results of a review of reports prepared by voluntary administrators. The reports are a statutory requirement to enable ...

Mr Christopher Paul Woolgrove of Toorak, Victoria and Mr Lawrence Phillips of Auckland, New Zealand were sentenced today in the Brisbane District ...

The New Zealand Securities Commission and ASIC today welcomed the announcement of the Mutual Recognition of Securities Offerings (MRSO) by the ...