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5101 media releases found
31 October 2007 MEDIA RELEASE
07-280 ASIC’s next steps towards better disclosure for unlisted and unrated debentures

As part of its progress in implementing its ‘Three Point Plan’ for the unlisted and unrated debentures, ASIC has: released a new regulatory guide, ...

30 October 2007 MEDIA RELEASE
IR 07-48 Independent expert reports

ASIC has released two regulatory guides updating our policy on independent expert reports. These are Regulatory Guide 111 Content of expert reports ...

30 October 2007 MEDIA RELEASE
07-279 Court orders regarding Neil Burnard and related parties

Justice Barrett of the Supreme Court of New South Wales today delivered his judgment in respect of proceedings brought by ASIC against Mr Neil ...

29 October 2007 MEDIA RELEASE
IR 07-47 Simpler auditor registration

ASIC has provided revised guidance for individuals and companies seeking registration as a company auditor or an authorised audit company. ‘To ...

16 October 2007 MEDIA RELEASE
IR 07-46 ASIC reports on Golden Circle market

ASIC has released its second assessment report on the market operated in Australia by Golden Circle Limited (GCL). This report concludes GCL has ...

16 October 2007 MEDIA RELEASE
CA07-17 ASIC takes action and warns against non-compliant offshore investments

ASIC has issued a warning to Australian investors about investing in offshore financial products that do not comply with local requirements. The ...

11 October 2007 MEDIA RELEASE
IR 07-45 ASIC updates guidance on licensee obligations

ASIC has released two regulatory guides about the general obligations of Australian financial services (AFS) licensees under s912A of the ...

5 October 2007 MEDIA RELEASE
07-263 New appointment to ASIC Commission

Mr Tony D’Aloisio, Chairman of ASIC, today welcomed the Treasurer’s announcement of the proposed appointment of Ms Belinda Gibson as an ASIC ...

4 October 2007 MEDIA RELEASE
IR 07-44 ASIC reports on the EBS and Mercari markets

ASIC has released the findings of its second assessment of Mercari Pty Limited (Mercari) and its third assessment of EBS Service Company Limited ...

4 October 2007 MEDIA RELEASE
IR 07-43 APRA and ASIC release discussion paper on breach reporting by dual-regulated institutions

The Australian Prudential Regulation Authority (APRA) and ASIC have issued a discussion paper on a proposed online breach reporting system for ...

Last updated: 10/08/2024 11:23