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5103 media releases found
13 January 2005 MEDIA RELEASE
IR 05-02 ASIC issues licensing relief for some overseas dealers or market makers in derivatives and foreign exchange contracts

The Australian Securities and Investments Commission (ASIC) today announced the release of a class order relieving some overseas wholesale financial ...

13 January 2005 MEDIA RELEASE
05-07 Former Victorian insurance agent permanently banned

Mr Kang Cun Zhuang, also known as Chee Hau Soh, Chee Qian Soo, Allan Soo and Jason Soo, of Hawthorn, Victoria, has been permanently banned from ...

11 January 2005 MEDIA RELEASE
IR 05-01 ASIC issues licensing relief for securitisation special purpose vehicles

The Australian Securities and Investments Commission (ASIC) today announced a conditional exemption for securitisation special purpose companies and ...

10 January 2005 MEDIA RELEASE
05-04 Former Victorian stockbroker banned for life

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Alexander Carrick Ross, 68 years of Berwick, Victoria, from ...

23 December 2004 MEDIA RELEASE
04-424 ASIC and APRA consult the funds management industry on good practice in unit pricing

The Australian Prudential Regulation Authority (APRA) and Australian Securities and Investments Commission (ASIC) today released a consultation paper ...

22 December 2004 MEDIA RELEASE
IR 04-79 ASIC helps managed investment schemes move smoothly to new accounting standards

The Australian Securities and Investments Commission (ASIC) today allowed managed investment schemes to change some references in their constitutions ...

22 December 2004 MEDIA RELEASE
IR 04-78 ASIC grants relief for secondary financial service providers

The Australian Securities and Investments Commission (ASIC) has granted relief to secondary service providers from the Financial Service Guide (FSG) ...

22 December 2004 MEDIA RELEASE
IR 04-75 ASIC refines relief allowing Statements of Additional Advice

The Australian Securities and Investments Commission (ASIC) today announced a new class order refining the relief issued in July 2004 allowing ...

22 December 2004 MEDIA RELEASE
04-422 ASIC issues reports on regional exchanges

The Australian Securities and Investments Commission (ASIC) today released its annual assessments of the Bendigo Stock Exchange Limited (BSX) and the ...

21 December 2004 MEDIA RELEASE
IR 04-73 ASIC issues final versions of CLERP 9 policies

The Australian Securities and Investments Commission (ASIC) today issued final versions of the two policy statements and two practice notes issued as ...

Last updated: 10/08/2024 11:23