Mr Jeffrey Lucy, Chairman of the Australian Securities and Investments Commission (ASIC), today released the findings of ASIC’s most recent ...

Ms Jan Redfern, Executive Director of Enforcement at the Australian Securities and Investments Commission (ASIC), today noted that, in a majority ...

The Australian Securities and Investments Commission (ASIC) has issued class order [CO 04/1055], Information in a Financial Services Guide given in a ...

The Australian Securities and Investments Commission (ASIC) has acted in relation to misleading and deceptive statements previously made to members ...

The Australian Securities and Investments Commission (ASIC) and the Japanese Financial Services Agency (FSA) will be in a stronger position to act ...

The Australian Securities and Investments Commission (ASIC) today announced how it expects financial services licensees to manage their conflicts of ...

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Rene Walter Rivkin from providing any financial services. ASIC ...

The Australian Securities and Investments Commission (ASIC) today issued proposals to grant limited ongoing class order licensing relief for certain ...

The Australian Securities and Investments Commission (ASIC) today clarified the effect of agreements for the removal of directors of public ...

The Australian Securities and Investments Commission (ASIC) has invited public comment on its policy proposal regarding new dollar disclosure ...