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5105 media releases found
21 July 2004 MEDIA RELEASE
IR 04-34 ASIC facilitates shorter statements of advice

The Australian Securities and Investments Commission (ASIC) today announced the release of a new class order, [CO 04/576] Statements of Additional ...

20 July 2004 MEDIA RELEASE
IR 04-33 Audit notifications under CLERP 9

The Australian Securities and Investments Commission (ASIC) today announced details of its procedures for dealing with new audit notifications ...

14 July 2004 MEDIA RELEASE
04-229 ASIC bans bankrupt from providing financial services and managing corporations

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Jeffery James Meads, formerly from Auburn, NSW, from providing ...

9 July 2004 MEDIA RELEASE
IR 04-32 ASIC provides relief for payments into insurance brokers section 981b accounts

The Australian Securities and Investments Commission (ASIC) has today announced interim class order relief until June 2005 that permits insurance ...

7 July 2004 MEDIA RELEASE
IR 04-30 ASIC provides relief for furniture funds in management rights schemes

The Australian Securities and Investments Commission (ASIC) has amended Class Orders [CO 02/305] and [CO 02/304] Management rights schemes to allow ...

5 July 2004 MEDIA RELEASE
04-216 Former South Australian stockbroker banned permanently

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Neville John Kakoschke, a former options advisor and ...

1 July 2004 MEDIA RELEASE
IR 04-29 ASIC issues four CLERP 9 policies

The Australian Securities and Investments Commission (ASIC) today issued two policy statements and two practice notes to explain the new requirements ...

1 July 2004 MEDIA RELEASE
04-211 ASIC and ASX sign supervisory MOU

A new agreement to improve the efficiency of market supervision by minimising overlap and increasing regulatory cooperation has been signed by the ...

30 June 2004 MEDIA RELEASE
04-210 ASIC and FRC sign MOU

An agreement to cooperate and exchange information has been signed by the Australian Securities and Investments Commission (ASIC) and the Financial ...

29 June 2004 MEDIA RELEASE
IR 04-28 Stapled securities

The Australian Securities and Investments Commission (ASIC) today provided guidance on some regulatory issues arising from the increased use of ...

Last updated: 10/08/2024 11:23