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5105 media releases found
27 May 2004 MEDIA RELEASE
IR 04-19 Compliance with ASIC Policy Statement 179: Managed discretionary account services

The Australian Securities and Investments Commission (ASIC) today reminded existing operators of managed discretionary account (MDA) services that ...

26 May 2004 MEDIA RELEASE
04-157 ASIC acts on mezzanine financing

The Australian Securities and Investments Commission (ASIC) has requested the Supreme Court of Western Australia to rule on whether certain ...

25 May 2004 MEDIA RELEASE
04-156 Former Sydney financial adviser faces 21 ASIC charges

Mr John Michael Higgins, of San Souci, New South Wales, today appeared in the Downing Centre Local Court of New South Wales on 21 charges of ...

21 May 2004 MEDIA RELEASE
04-150 WA adviser permanently banned

The Australia Securities and Investments Commission (ASIC) has permanently banned Mr Gregory Bernard Clements, of Kallaroo in Western Australia, from ...

21 May 2004 MEDIA RELEASE
04-149 Unlicensed WA adviser permanently banned

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Neil Charles Manning, of Marmion in Western Australia, from ...

4 May 2004 MEDIA RELEASE
IR 04-17 ASIC provides guidance on superannuation calculators

The Australian Securities and Investments Commission (ASIC) today provided some general guidance on the application of the financial services ...

29 April 2004 MEDIA RELEASE
04-124 ASIC scrutinises recent debenture prospectuses

The Australian Securities and Investments Commission (ASIC) has today released an overview of common defects identified in its surveillances relating ...

23 April 2004 MEDIA RELEASE
04-120 AMP to resolve unit pricing issue

The Australian Prudential Regulation Authority (APRA) and the Australian Securities and Investments Commission (ASIC) today announced that APRA has ...

22 April 2004 MEDIA RELEASE
04-117 ASIC action protects over $1.5 billion in shareholders’ funds

The Australian Securities and Investments Commission (ASIC) today provided an overview of the action it has taken since January 2004 to protect ...

19 April 2004 MEDIA RELEASE
04-110 Financial services licensee restrained

The Australian Securities and Investments Commission (ASIC) has obtained compliance and asset preservation orders from the Supreme Court of New South ...

Last updated: 10/08/2024 11:23