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5105 media releases found
8 January 2004 MEDIA RELEASE
04-006 ASIC acts on conflicts of interest in public companies

The Australian Securities and Investments Commission (ASIC) today announced the interim results of its program of reviewing company documents sent to ...

6 January 2004 MEDIA RELEASE
IR 04-01 ASIC policy approach to the regulation of managed discretionary account services

The Australian Securities and Investments Commission (ASIC) announced today it has finalised its policy approach to the regulation of managed ...

6 January 2004 MEDIA RELEASE
04-003 ASIC permanently bans Sydney financial planner

The Australian Securities and Investments Commission (ASIC) has permanently banned Mr Paul Drakos, a financial planner from Sydney, from acting as a ...

6 January 2004 MEDIA RELEASE
04-002 ASIC focuses on defective debenture prospectuses

The Australian Securities and Investments Commission (ASIC) today released information on its surveillances relating to debenture prospectuses. From ...

24 December 2003 MEDIA RELEASE
IR 03-44 ASIC provides further options to meet cash needs requirements

Entities within a corporate group will be able to satisfy the cash needs requirement under Policy Statement 166: Licensing: Financial requirements ...

23 December 2003 MEDIA RELEASE
03-418 Offshore investment group wound up

The Australian Securities and Investments Commission (ASIC) today obtained orders in the Supreme Court of Queensland winding up Wide-I Design ...

12 December 2003 MEDIA RELEASE
03-398 ASIC obtains orders to halt allegedly unregistered Dominica investment scheme

The Australian & Securities Investments Commission (ASIC) has obtained interim orders in the Supreme Court of Queensland in Brisbane, appointing ...

17 November 2003 MEDIA RELEASE
IR 03-37 ASIC varies disclosure and continuous reporting requirements for issuers of managed investment warrants

The Australian Securities and Investments Commission (ASIC) has issued a new Class Order, CO 03/957: ASX managed investment warrants – disclosure and ...

10 November 2003 MEDIA RELEASE
03-356 ASIC obtains court undertakings from disqualified director

The Australian Securities and Investments Commission (ASIC) has obtained an undertaking from Mr Jim Kolios, also known as Dimitrios Spyrou and ...

27 October 2003 MEDIA RELEASE
03-342 Former Victorian securities dealer permanently banned

Mr Michael Kwong of Malvern East, Victoria, has been permanently banned from doing any act as a representative of a dealer or an investment adviser, ...

Last updated: 10/08/2024 11:23