The Financial Sector Reform (Hayne Royal Commission Response—Better Advice) Act 2021 (Act) implements the Federal Government’s response to the ...

Adriana Benhamou Weiss of Sydney, New South Wales, has appeared before the Downing Centre Local Court in Sydney faced with twelve charges of ...

ASIC has banned James Furnell and Adrian Summers for seven and five years respectively. Mr Furnell was a director and authorised representative of ...

ASIC has cancelled the Australian financial services (AFS) licence of Tweed Heads-based financial services provider, United Wealth Group Pty Ltd ...

The Federal Court has ordered that Mr Michael Christodoulou King be bankrupted following ASIC’s presentation of a creditor’s petition regarding his ...

ASIC has banned Sydney-based financial adviser Christopher Betalli from providing financial services for two years. A review of Mr Betalli’s advice ...

ASIC will take over administration of the financial adviser exam from the Financial Adviser Standards and Ethics Authority (FASEA) from 1 January ...

On 16 December 2021, the Federal Court ordered James Cruickshank, Blue Star Helium’s (formerly Antares Energy and Big Star Energy) former CEO, be ...

ASIC has obtained interim orders from the Federal Court freezing the assets of Ascent Investment and Coaching Pty Ltd (Ascent) and its director, ...

ASIC has reminded company directors about the importance of a high-quality operating and financial review (OFR), after ASIC’s recent review of ...