ASIC has today released updated regulatory guidance to formalise its policy on when we will give Chapter 6 relief for share transfers under s444GA of ...

Societe Generale Securities Australia Pty Ltd (SGSAPL) has been sentenced in Sydney’s Downing Centre Local Court on charges brought by ASIC relating ...

ASIC has restricted Smiles Inclusive Limited (Smiles) from eligibility to issue a reduced-content prospectus until 19 October 2021. The decision ...

ASIC has restricted Holista CollTech Limited (Holista CollTech) from eligibility to issue a reduced-content prospectus, and to use exemptions for ...

Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has ...

ASIC has today updated its information sheets on unfair contract terms protections for consumers and small businesses. The protections will be ...

The Federal Court of Australia has today ordered National Australia Bank (NAB) pay a civil penalty in the amount of $15 million for contravening ...

On 16 October 2020, the Federal Court ordered that AGM Markets Pty Ltd (AGM), OT Markets Pty Ltd (OTM) and Ozifin Tech Pty Ltd (Ozifin) pay a total ...

Mr Henan Gao of New South Wales, a mortgage broker and director of Shinning Crown International Pty Ltd (SCI), has been charged with one count of ...

E-Crime Squad detectives have arrested a man as part of an ongoing investigation into a number of financial investment scams. The 42-year-old ...