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5024 media releases found
20 September 2017 MEDIA RELEASE
17-320MR Sirtex pays penalty for alleged continuous disclosure breach

ASX-listed company Sirtex Medical Limited (Sirtex) has paid a penalty of $100,000 after ASIC issued an infringement notice for an alleged failure by ...

19 September 2017 MEDIA RELEASE
17-319MR Sydney man faces charges for market manipulation

Mr Benjamin Amzalak, 46, of Bondi in New South Wales, has appeared by his counsel before the Downing Centre Local Court today on 10 charges of market ...

19 September 2017 MEDIA RELEASE
17-318MR ASIC remakes ‘sunsetting’ class orders relating to mortgage offset accounts and factoring arrangements

ASIC has remade two class orders relating to mortgage offset accounts and factoring arrangements, which were due to expire (‘sunset’) on 1 October ...

19 September 2017 MEDIA RELEASE
17-317MR ASIC's 2017-20 data strategy launched

The Australian Securities and Investments Commission has today launched its data strategy for 2017-20. The strategy, which outlines how ASIC will ...

18 September 2017 MEDIA RELEASE
17-316MR ASIC issues stop order on Theta product disclosure statements

The Australian Securities and Investments Commission (ASIC) has issued a stop order on Product Disclosure Statements issued by Theta Asset Management ...

15 September 2017 MEDIA RELEASE
17-315MR Response to feedback on REP 523 ASIC's Innovation Hub and our approach to regulatory technology

ASIC today released its response to industry feedback on ASIC's Innovation Hub and its approach to regulatory technology. In May ASIC released for ...

15 September 2017 MEDIA RELEASE
17-314MR Financial adviser sentenced for making false statements to ASIC

Mr Michael Davie, of Keilor East, Victoria, has appeared in the Melbourne Magistrates Court and pleaded guilty to three charges of making false or ...

15 September 2017 MEDIA RELEASE
17-313MR Former Victorian car finance manager convicted for loan fraud

Mr Christopher Robert Con Foo, of Donvale, Victoria has been convicted in the Ringwood Magistrates Court after pleading guilty to one charge of ...

12 September 2017 MEDIA RELEASE
17-312MR Applications for crowd-funding licences open 29 September 2017

From 29 September 2017, the new crowd-sourced funding (CSF) regime will come into effect and ASIC will begin accepting licence applications from CSF ...

12 September 2017 MEDIA RELEASE
17-311MR Merrill Lynch (Australia) Futures pays $60,000 in infringement notice penalty

Merrill Lynch (Australia) Futures Limited (“MLAF”) has paid a penalty of $60,000 to comply with an infringement notice given to it by the ...

Last updated: 04/07/2023 01:12