ASIC visited twenty limited Australian Financial Services (AFS) licensees during 2016 – 2017 to assess how they were operating under their new ...

ASIC has commenced proceedings in the Federal Court of Australia to wind up a land banking scheme known as the VKK Investments Unit Trust (VKK ...

ASIC is seeking feedback on proposed ASIC rules for the administration of licensed financial benchmarks and regulatory guidance on how we would ...

The Federal Court of Australia has ordered Huntley Management Limited (Huntley) to pay a penalty of $50,000 for false and misleading advertising that ...

ASIC’s cost recovery framework has been finalised, incorporating changes made after broad industry consultation. The framework, outlined in Report ...

Following an ASIC investigation, Mr Paul Joseph Hanson, a former director of Wida Plumbing Supplies Pty Ltd (Wida), has pleaded guilty to one count ...

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based company Grey Oak Services Pty Ltd (AFS 430752) for failing to ...

ASIC has remade Class Order [CO 02/1176] Credit union member shares in ASIC Corporations (Credit Union Member Shares) Instrument 2017/616. [CO ...

ASIC has today released a consultation paper proposing to make new client money reporting rules (client money rules) for Australian financial ...

ASIC has banned Mr Emmanuel Joseph Duvnjak, of Carrara, Queensland, from providing financial services for five years after he engaged in unauthorised ...