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11 October 2016 MEDIA RELEASE
16-345MR Federal Court prohibits Melbourne liquidator from accepting new appointments for three years

The Federal Court has made orders prohibiting Melbourne liquidator, Ross John McDermott from accepting any new appointments as a registered ...

11 October 2016 MEDIA RELEASE
16-344MR ASIC appoints Morgan Stanley to sell shares in Sovereign Gold Company Limited

ASIC has appointed Morgan Stanley Wealth Management Australia Pty Ltd (Morgan Stanley) to sell 22,901,234 ordinary shares (Sale Shares) in Sovereign ...

10 October 2016 MEDIA RELEASE
16-343MR Findex Group Limited and Financial Index Australia Pty Ltd pay $21,600 in penalties

Findex Group Limited and Financial Index Australia Pty Ltd (FIA) have each paid a $10,800 penalty following the issuing by ASIC of infringement ...

10 October 2016 MEDIA RELEASE
16-342MR ASIC permanently bans former Tasmanian financial adviser

ASIC has permanently banned former Hobart financial adviser Troy Andrew Rodney Williams from providing financial services.  Mr Williams, of Sandy ...

6 October 2016 MEDIA RELEASE
16-341MR ASIC warns AFS licensees to lodge financial statements and auditor's reports on time

ASIC has been pursuing Australian Financial Services (AFS) licensees that have failed to meet their obligation to lodge their annual financial ...

6 October 2016 MEDIA RELEASE
16-340MR ASIC launches new budgeting tool that speaks your language

The Minister for Revenue and Financial Services, The Hon. Kelly O’Dwyer has today launched ASIC's MoneySmart ‘Simple Money Manager'. The Simple Money ...

5 October 2016 MEDIA RELEASE
16-339MR ASIC remakes and repeals 'sunsetting' class orders on markets and securities

ASIC has remade ten legislative instruments and repealed three that are due to expire ('sunset') in 2016 and 2017, following public consultation. ...

4 October 2016 MEDIA RELEASE
16-338MR ASIC takes civil action against Ben Jayaweera and Growth Plus Financial Group Pty Ltd (in liquidation)

ASIC has commenced civil proceedings in the Supreme Court of Queensland against Ben Jayaweera and Growth Plus Financial Group Pty Ltd (in ...

4 October 2016 MEDIA RELEASE
16-337MR ASIC cancels AFS licence of Lotus Securities

ASIC has cancelled the Australian financial services (AFS) licence of Lotus Securities Ltd (AFS licence 306812) for failing to comply with a number ...

30 September 2016 MEDIA RELEASE
16-336MR ASIC remakes instruments that affect financial reporting

Following public consultation, ASIC has remade three legislative instruments that affect financial reporting by companies. The relief is set out in ...

Last updated: 10/08/2024 11:23