As part of its ongoing work to curb illegal phoenix activity, ASIC has completed a proactive surveillance program that monitored the integrity of the ...

LT Management Pty Limited (LT Management) has paid a $10,800 infringement notice penalty after making potentially misleading statements about the ...

ASIC has banned Adelaide financial adviser Michael Mahoney from providing financial services for a period of four years. Mr Mahoney was employed by ...

ASIC has permanently banned Mr Sandeep Madhoji from providing financial services or  engaging in credit activity after he was sentenced to ...

ASIC's claim against Simon Tickner and Lisa Darcy, former directors of LM Investment Management Ltd (LMIM), has been dismissed by consent. In 2014, ...

On 9 September 2016, the Administrative Appeals Tribunal (AAT) upheld ASIC's decision to disqualify Mr Abe Samuel from being an approved self-managed ...

Sanhe Building Materials Technology Company Limited (Sanhe), a company listed on the Sydney Stock Exchange (formerly Asia Pacific Stock Exchange), ...

ASIC has permanently banned Queensland financial adviser Mr Damian O'Rourke, of Brisbane, from providing financial services after an investigation ...

ASIC closely monitors all trading activity on the securities markets run by our licensed market operators. Consistent with that, we will examine the ...

Mr Darren Wayne Thompson, 39, has today pleaded not guilty in the Downing Centre Local Court in Sydney to 11 separate charges of procuring insider ...