ASIC has today released a consultation paper proposing to maintain markets and securities relief that ASIC has previously provided from certain ...

In response to ASIC's concerns about its compliance with Australian financial services laws, Optus Insurance Services Pty Ltd (Optus) will refund ...

In July 2015 ASIC commenced inquiries into allegations made against I.O.O.F. Holdings Limited and its subsidiaries (IOOF), including issues raised by ...

On 30 June 2016, the transitional period for recognised accountants who provide self-managed superannuation fund (SMSF) related financial advice ...

Mr Madhvan Nair, a former mortgage broker with AHL Investments Pty Ltd (trading as Aussie), has admitted through his solicitor to eighteen charges ...

ASIC has warned of a dramatic increase in the extent of unlicensed conduct by retail OTC derivative providers seeking to expand their market with new ...

As part of proceedings commenced by ASIC to appoint provisional liquidators to six companies within the Uglii Group, the defendant companies have ...

To mark NAIDOC Week (3-10 July 2016), ASIC has released a new series of videos designed to help Indigenous consumers with key money decisions. They ...

Following an ASIC investigation, former financial adviser and accountant, Satvir Singh Birk, aged 40, of Reedy Creek, has today appeared in the ...

ASIC has cancelled the Australian financial services (AFS) licence of Sydney-based Etern Wisdom Global Pty Ltd (Etern Wisdom) for failing to comply ...