As a result of ASIC's intervention, licensed retail OTC derivatives issuer XTrade.au Pty Ltd (AFSL No. 343628) (XTrade), formerly O.C.M. Online ...

An ASIC review of advertising targeting Chinese speaking home buyers has prompted four mortgage broking firms to change their home loan advertising. ...

Today ASIC has removed the additional conditions which were imposed by ASIC on the Australian financial services (AFS) licence of Macquarie Bank ...

ASIC today released revised Regulatory Guide 180 Auditor Registration (RG 180) which simplifies and improves the registration process for prospective ...

Former Sydney finance broker, Jennifer Mary Farias, has been sentenced to a one-year intensive correction order in the NSW Local Court after pleading ...

ASIC has cancelled the Australian financial services (AFS) licence of Ergo Capital Pty Ltd (AFS licence No 420978) for failing to comply with a ...

ASIC is sending a final warning to 185 approved SMSF auditors that their registration will be cancelled if their outstanding annual statements are ...

ASIC has cancelled the Australian financial services (AFS) licence of Queensland-based Advamode Financial Pty Ltd (Advamode).  The cancellation was ...

ASIC today announced the results from a review of the 31 December 2015 financial reports of 100 listed and other public interest entities. Following ...

Macquarie Securities (Australia) Limited (“Macquarie Securities”) has paid a total pecuniary penalty of $120,000 to comply with an infringement ...