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5097 media releases found
20 May 2016 MEDIA RELEASE
16-151MR Credit Suisse Equities (Australia) Limited pays $74,000

Credit Suisse Equities (Australia) Limited (“Credit Suisse”) has paid a penalty of $74,000 to comply with an infringement notice given to it by the ...

20 May 2016 MEDIA RELEASE
16-150MR Greg Medcraft passes IOSCO leadership to Ashley Alder of the Hong Kong SFC

ASIC Chairman Greg Medcraft has confirmed he has decided not to seek a further term as chairman of the board of the International Organization of ...

18 May 2016 MEDIA RELEASE
16-149MR ASIC accepts enforceable undertaking from Ascentiv Group Pty Ltd relating to SMSF advice

ASIC has accepted an enforceable undertaking (EU) from Ascentiv Group Pty Ltd (Ascentiv), based in Mascot, New South Wales, and its sole director, Mr ...

18 May 2016 MEDIA RELEASE
16-148MR Court orders the wind up of fundraising companies

Following an application by ASIC, the Federal Court of Australia has ordered the wind up of CME Capital Australia Pty Ltd, Boston Pacific Capital Pty ...

17 May 2016 MEDIA RELEASE
16-147MR ASIC accepts enforceable undertaking from Victorian financial adviser to withdraw from financial services for three years

ASIC has accepted an enforceable undertaking (EU) from Michael Melamed, a former authorised representative of Synchronised Business Service Pty Ltd . ...

17 May 2016 MEDIA RELEASE
16-146MR NSW liquidator successfully completes independent peer review

An independent peer review has addressed concerns raised about the compliance culture and practices of NSW registered liquidator, Chris Chamberlain ...

17 May 2016 MEDIA RELEASE
16-145MR ASIC accepts enforceable undertaking from HSBC Bank Australia following concerns about deficient advice on retail structured products

ASIC has accepted an enforceable undertaking (EU) from HSBC Bank Australia Ltd (HSBC) that requires HSBC to review and remediate clients who received ...

17 May 2016 MEDIA RELEASE
16-144MR ASIC charges former CBA planner with forgery

Following an ASIC investigation, Gold Coast man Mr Ricky David Gillespie, 38, has appeared in the Southport Magistrates Court on one rolled-up charge ...

16 May 2016 MEDIA RELEASE
16-143MR Former company director in court on charges of misappropriating $104,110

Mr Gavin Hyland, 53, of Alexandra Hills, QLD, has appeared before the Brisbane Magistrates Court on two charges of dishonestly misappropriating a ...

16 May 2016 MEDIA RELEASE
16-142MR ASIC warns investors about services advertised by Top Ten Binary Brokers also known as Top 10 Binary brokers.com (Top Ten Binary Brokers)

ASIC is warning the public not to use the Top Ten Binary Brokers website to sign up for any of the binary option services advertised. ASIC is ...

Last updated: 10/08/2024 11:23