During Consumer Fraud Week 2016, the Australian Securities and Investments Commission is warning consumers and investors to ‘Wise Up to Scams’ and do ...

Mr Benjamin David Kirkpatrick, the Chief Executive Officer of Waratah Resources Limited, has pleaded guilty to a charge brought by ASIC of aiding and ...

ASIC has permanently banned former AFS licensee employee Mr Nicolai D'Lamartin, of Rosebery NSW, from providing financial services. In 2014 Mr ...

ASIC has today released a consultation paper proposing to update guidance in Regulatory Guide 228 Prospectuses: Effective disclosure for retail ...

ASIC has permanently banned Mr Bradley Thomas Sherwin, former Chairman of collapsed lender Wickham Securities and founder of Sherwin Financial ...

Following an ASIC investigation, Mr George John Nowak has appeared in the Adelaide Magistrates Court charged with thirty one counts of deception and ...

Following concerns raised by ASIC, retail over-the-counter (OTC) derivative issuer Ikon (Australia) Pty Ltd (AFSL No. 416279) (Ikon) has agreed to ...

ASIC notes the decision of the Commonwealth Director of Public Prosecutions (CDPP) to discontinue the prosecution of Ms Manija Zayee, former director ...

ASIC has permanently banned former Perth-based finance broker Mr Grant Aaron Parker from engaging in credit activities and providing financial ...

ASIC has confirmed finalisation of the 12-month program of work agreed to by Macquarie Equities Limited (MEL) that was announced in February 2015. ...