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5098 media releases found
18 January 2016 MEDIA RELEASE
16-006MR ASIC bans former representative of Macquarie Equities Limited

ASIC has banned Mr Ben Rickman, of Point Cook, Victoria, from providing financial services for three years after he was found to not be adequately ...

15 January 2016 MEDIA RELEASE
16-005MR Former financial adviser pleads guilty

Mr Darren Wise of Rhodes, New South Wales, a former financial adviser, has pleaded guilty in the Maroochydore Magistrates Court to three charges of ...

14 January 2016 MEDIA RELEASE
16-004MR ASIC bans former ANZ bank adviser for ten years

Following an investigation, ASIC has banned Mr Ben Cheung of Epping, NSW, from providing financial services for ten years. Mr Cheung was an ...

14 January 2016 MEDIA RELEASE
16-003MR ASIC bans ACI Broking WA director for four years

ASIC has banned Mr Wayne Robert Miller from providing financial services for four years. The banning comes after ASIC cancelled the Australian ...

13 January 2016 MEDIA RELEASE
16-002MR Sydney man charged with making false statements to ASIC and attempting to conceal or destroy documents

Following an ASIC investigation, Mr John Lindsay Merity, 69, of Vaucluse in New South Wales, appeared before the Downing Centre Local Court charged ...

11 January 2016 MEDIA RELEASE
16-001MR New Year financial resolutions from ASIC's MoneySmart – create a better financial future in 2016

ASIC is encouraging people to start the New Year with some positive financial resolutions following its new report which revealed that only about two ...

23 December 2015 MEDIA RELEASE
15-410MR ASIC obtains interim court orders against director of Continental Coal Limited

Following an ASIC application, the Federal Court in Perth has made interim asset preservation orders by consent of the parties against Peter Neil ...

22 December 2015 MEDIA RELEASE
15-409MR ASIC consults on 'sunsetting' class order about financial calculators

ASIC has today released a consultation paper proposing to remake its class order on generic financial calculators. The class order is due to expire ...

22 December 2015 MEDIA RELEASE
15-408MR ASIC warns about false claims on www.usgforex.com

ASIC is warning investors about claims being made on the website www.usgforex.com that its services are regulated by ASIC and that it is  linked to ...

22 December 2015 MEDIA RELEASE
15-407MR ASIC consults on 'sunsetting' class orders: Financial reporting relief for certain small proprietary companies and registered foreign companies

ASIC has today released a consultation paper proposing to remake two class orders that are due to expire (‘sunset’) on 1 April 2017. The class orders ...

Last updated: 10/08/2024 11:23