ASIC today released the results of its audit firm risk-based inspections for the 18 months to 30 June 2015. Our findings ASIC reviewed a total 463 ...

ASIC today released a consultation paper seeking feedback on proposals to implement reforms to the regulation of the life insurance industry. On 3 ...

ASIC has banned Mark Lionel Tidbury, a financial adviser and former authorised representative of Meritum Financial Group Pty Ltd (Meritum), from ...

Following public consultation, ASIC has remade six legislative instruments that facilitate takeovers and schemes of arrangements. The relief applies ...

ASIC has welcomed the recent release of the International Organization of Securities Commissions' (IOSCO) Custody Standards as further recognition of ...

ASIC has today released rules implementing Australia's mandatory central clearing regime for over-the-counter (OTC) derivatives of financial ...

ASIC today announced the results from a review of the 30 June 2015 financial reports of 240 listed and other public interest entities. Following the ...

The market for professional indemnity (PI) insurance in Australia for financial advisers is stable and generally available, but gaps exist between ...

ASIC has today released the results of the consumer testing of the Choice Product Dashboard undertaken last year by researchers Latitude Insights as ...

Macquarie Securities (Australia) Limited (Macquarie Securities) has paid a penalty of $110,000 to comply with an infringement notice given to it by ...