Following an investigation, ASIC has banned Mr John Patrick Sweeney of Sydney from providing financial services for two years. ASIC found Mr Sweeney ...

ASIC today provided an update on its regulation of US-based online brokerage firm Interactive Brokers LLC (IB). Enforceable undertaking (EU) IB has ...

Coal Fe Resources Ltd (now Aus Asia Minerals Ltd) (Coal Fe) has paid a $33,000 penalty after ASIC served an infringement notice for the company's ...

The former managing director and chief executive of Sigma Pharmaceuticals Ltd, Elmo De Alwis, and chief financial officer, Mark Smith today pleaded ...

ASIC today announced the results from a review of the 31 December 2014 financial reports of 100 listed and other public interest entities. Following ...

1. Asset values and impairment testing ASIC continues to identify concerns regarding assessments of the recoverability of the carrying values of ...

Australia’s second-largest listed payday lender, Money3, has stopped offering its two payments ‘fixed fee’ loan arrangement and agreed to refund more ...

ASIC today provided a snapshot of the Australian hedge funds sector. The 2014 hedge funds survey was representative of the state of the larger hedge ...

ASIC notes today’s decision by the Federal Court in its legal action against two payday lenders (refer: 14-150MR). ASIC’s application for orders from ...

ASIC has exercised its wind up powers to appoint liquidators to 12 abandoned companies to assist employees of these companies to gain access to the ...