A cold-calling operation promoting FX and binary option products to investors worldwide has agreed to stop contacting Australian investors following ...

ASIC today announced a fundamental change to its approach to consenting to the resignation, removal and replacement of auditors. ASIC will now ...

Macquarie Investment Management Limited (Macquarie) is due to refund over $5.5 million to around 2,300 clients affected by system errors. The errors ...

BT Funds Management Ltd (BT) has paid $20,400 in penalties after ASIC issued two infringement notices for misleading statements contained in the ...

ASIC has today released a consultation paper proposing to remake five class orders that are due to expire (‘sunset’) in 2015 and 2016. The class ...

A former director of a financial advice company was today convicted of dishonest conduct. In October 2014 Barry David Hassell of Athelstone, South ...

Following a successful ASIC application, the Supreme Court of Victoria has ordered the appointment of Ferrier Hodgson partner John Lindholm as ...

Following an ASIC investigation, Rhinomed Limited (Rhinomed) has paid a penalty of $33,000 for allegedly failing to comply with its continuous ...

ASIC today released an information sheet to assist directors and audit committees in considering whether the value of non-financial assets shown in a ...

ASIC has banned Mr Paul Duncan, of Carrara, Queensland, from providing financial services for four years after an ASIC investigation found he had ...