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28 April 2015 MEDIA RELEASE
15-086MR ASIC applies to wind up Planet Platinum Ltd

ASIC has applied to the Supreme Court of Victoria to wind up publicly-listed company, Planet Platinum Ltd (ACN 101 217 252) on just and equitable ...

24 April 2015 MEDIA RELEASE
15-085MR FX broker Advanced Markets clarifies its AFS licence

Following concerns raised by ASIC, Advanced Markets Ltd (Advanced Markets) has agreed to make changes to its website (www.advancedmarketsfx.com). The ...

23 April 2015 MEDIA RELEASE
15-084MR ASIC applies to wind up Reeltime Media Limited and five subsidiary companies

ASIC has applied to Supreme Court of New South Wales to wind up publicly-listed company, Reeltime Media Limited (ACN 085 462 362) (RMA) and the ...

23 April 2015 MEDIA RELEASE
15-083MR Update on licence conditions on two Commonwealth Bank financial planning businesses: ASIC releases initial report into advice compensation program

ASIC today released KordaMentha Forensic’s first report on past activities by Commonwealth Financial Planning Limited (CFPL) and Financial Wisdom ...

17 April 2015 MEDIA RELEASE
15-082MR ASIC consults on repealing redundant ASIC class orders

ASIC has today released a consultation paper proposing to repeal 59 class orders that are due to expire between 2015 and 2022. ASIC proposes to ...

16 April 2015 MEDIA RELEASE
15-081MR ASIC update on Wealth Management Project - Investigation into charging of advice fees without providing advice

ASIC today provided an update on its Wealth Management Project which is focusing on the conduct of the largest financial advice firms. ASIC is ...

16 April 2015 MEDIA RELEASE
15-080MR ASIC reports on supervision of registered liquidators for 2014

ASIC today released its annual report for the 2014 calendar year into the supervision of registered liquidators. Report 430, ASIC regulation of ...

15 April 2015 MEDIA RELEASE
15-078MR ASIC bans former securities dealer

 ASIC has banned Anton Kerstens of North Sydney from providing financial services for five years, after an investigation found dealings by his ...

14 April 2015 MEDIA RELEASE
15-079MR ASIC accepts EU from Western Australian liquidator

ASIC has accepted an enforceable undertaking (EU) from Perth-based registered liquidator, Ross Stephen Thomson. ASIC looked at Mr Thomson’s handling ...

8 April 2015 MEDIA RELEASE
15-077MR Balanced Securities Limited corrects reported revenue

ASIC has welcomed the re-lodgment of the 30 June 2014 financial report of secured note issuer and mortgage lender, Balanced Securities Limited.  The ...

Last updated: 10/08/2024 11:23