ASIC today published its ninth report on the supervision and surveillance of Australian financial markets and market participants. Report 425 ASIC ...

Australian Financial Planning Solutions Pty Ltd (AFPS), based in Victoria, has paid $10,200 in penalties after ASIC issued an infringement notice for ...

The Administrative Appeals Tribunal (AAT) has affirmed ASIC's decision to permanently ban Rudy Noel Frugtniet, a former Victorian finance broker, ...

ASIC has banned the founder of the Charterhill Group of Companies (Charterhill Group), George Nowak, from providing financial services until 3 July ...

AAI Limited (trading as AAMI) has paid $20,400 in penalties after ASIC issued two infringement notices for false or misleading advertisements ...

ASIC has welcomed the decision by ASX-listed Resolute Mining Limited (Resolute) to impair the Syama Mine by $310 million in its financial report for ...

Gold Coast-based financial planning and property management company, Equanimity Concepts Pty Ltd, has paid $30,600 in penalties for false or ...

Following concerns raised by the Australian Securities and Investments Commission (ASIC) Allianz Australia Insurance Ltd (Allianz) has agreed to ...

Former Westpac home finance manager, Ravinesh Singh, has been permanently banned by ASIC from providing financial services and engaging in credit ...

ASIC has today released a report shedding light on the operation of no-claims discount (NCD) schemes for motor vehicle insurance policies. The report ...