As a direct result of ASIC scrutiny Equity Trustees Limited and Como Financial Services Pty Ltd, both Australian financial services licensees, have ...

ASIC has banned Mr David Neil Wilkins, of Springwood, Queensland from providing financial services for five years. Mr Wilkins was banned after ASIC ...

Car finance provider, BMW Australia Finance Ltd (BMW Finance) has paid penalties totalling $306,000 after ASIC found it breached important consumer ...

ASIC concerns about financial advice relating to complex products has led to 10 licensees undertaking corrective action. ASIC released a report in ...

ASIC has today published the second report in its series on the regulation of corporate finance issues in Australia. The report, which covers the ...

Perth businessman David Briffa has been convicted and fined $2,000 following an ASIC investigation. It was found Mr Briffa acted as general manager ...

ASIC has banned Mr Michael Roger O’Sullivan of Sydney from managing corporations for five years and from providing financial services for seven ...

The Federal Court has today awarded record penalties totalling $18.975 million against payday lender, The Cash Store Pty Ltd (in liquidation) (TCS), ...

Mr Paul Anthony Scott was sentenced today in the Brisbane Magistrates Court to eight months imprisonment, to be served by way of an intensive ...

ASIC has accepted an enforceable undertaking (EU) from Victorian liquidator, Colin Roland Tuckwell. The EU follows an ASIC surveillance into Mr ...