ASIC has suspended the Australian financial services (AFS) licence of Huntley Management Limited (HML) for 12 months, effective 21 March 2023. The ...

Former Continental Coal director, Ashley Paul D’Sylva, of Leederville, Western Australia, has been sentenced to eight months’ imprisonment to be ...

ASIC has banned former Gleneagle Securities fund manager and authorised representative Gregory Tolpigin from providing financial services for three ...

Ms Linda Marissen, of Wembley Downs, Western Australia has appeared at the Perth Magistrates Court charged with 34 counts of enabling or aiding the ...

The Federal Court has found four companies that are or were part of the AMP Group breached the law when charging life insurance premiums and advice ...

The Federal Court has ordered MLC Limited (MLC) pay a $10 million penalty for failing to pay promised benefits, resulting from a lack of appropriate ...

ASIC made eight interim stop orders on 16 May 2023, preventing Saxo Capital Markets (Australia) Limited (Saxo) from issuing some new contracts for ...

ASIC has commenced civil penalty proceedings in the Federal Court against car finance provider Money3 Loans Pty Ltd (Money3) alleging breaches of its ...

Former Australian Mines managing director, Benjamin Bell, has been fined $70,000 and disqualified from managing corporations for two years for ...

Vaughan Bowen, of Brighton, Victoria, appeared on 10 May 2023 via his legal representative in the County Court of Victoria after being indicted on ...