Ashley Grant Howard, of Hobart, Tasmania has been convicted, after pleading guilty before the Downing Centre Local Court, to two charges of using ...

ASIC has cancelled the Australian financial services (AFS) licence of the AFSL Group Pty Ltd (AFSL Group). The cancellation took effect on 2 December ...

ASIC has suspended the Australian financial services (AFS) licence of Quantum Funds Management Limited (QFML) until 15 October 2023.QFML is the ...

ASIC has disqualified Mr Rudolph Karel Jansen, of Trentham, Victoria, from managing corporations for the maximum period of five years due to his ...

ASIC has commenced proceedings in the Federal Court against American Express Australia Limited (Amex), in ASIC’s first civil penalty case alleging ...

The Federal Court has set aside a decision of the Administrative Appeals Tribunal (AAT) not to disqualify John Gilliland’s self-managed super fund ...

ASIC has issued three infringement notices to investment manager Vanguard Investments Australia Ltd (Vanguard) in further action against alleged ...

ASIC has issued interim stop orders preventing Australian Fiduciaries Limited (AFL) from offering or distributing three funds to retail investors ...

ASIC has placed an interim stop order on offers from APS Savings Limited (APS Savings) in response to deficiencies in the issuers’ target market ...

ASIC is urging directors, preparers of annual and half-year reports and auditors to assess whether companies’ financial reports provide useful and ...