ASIC has permanently banned former financial adviser Ezzat-Daniel Nesseim from performing any function involved in the operation of a financial ...

The Full Federal Court has today dismissed an appeal against orders that Mr James Cruickshank, Blue Star Helium’s (formerly Antares Energy and Big ...

ASIC successfully prosecuted ten companies in the period 1 January 2022 and 30 June 2022 for failing to comply with their obligations to lodge ...

ASIC has successfully prosecuted 73 people in the period from 1 January 2022 to 30 June 2022 for failing to assist registered liquidators in their ...

Don George Evans, of Inglewood, WA, has entered a guilty plea to one count of conspiring to manipulate the price of shares in Quantum Resources ...

On 29 July 2022, former Legacy Iron Ore Limited (Legacy) Managing Director, Sharon Kia Le Heng, of Perth, Western Australia, pleaded guilty to one ...

ASIC has today released new guidance about the Financial Services and Credit Panel (FSCP), including an update to Regulatory Guide 263 Financial ...

Former clients of Dixon Advisory and Superannuation Services Pty Limited (in administration, ‘Dixon Advisory’) may be eligible for compensation under ...

ASIC and the Reserve Bank of Australia (RBA) (the regulators) acknowledge the recent announcement by ASX of the further delay to the Clearing House ...

ASIC is extending for a further 12 months the transitional relief for foreign financial services providers (FFSPs) from the requirement to hold an ...